Law 749:
Securities Regulation (2.0-4.0 units)
Regulation by state and federal authorities of issuance of, and trading in, stocks, bonds, and other securities. Particular reference to SEC regulations.
- Restriction: Registration open to the following major(s): Law, Gerontology/Juris Doctor, Juris Doctor/Business Administration, Law/Business Taxation, Juris Doctor/Communication Management, Juris Doctor/Communications Management, Law/Economics, Law/International Relations, Juris Doctor/Public Administration, Juris Doctor/Public Policy, Juris Doctor/Political Science, Law/Philosophy, Law/Real Estate Development, Law/Religion, Juris Doctor/Religion and Social Ethics, Law/Social Work
Section | Session | Units | Type | Time | Days | Registered | Instructor | Location | Syllabus | Info |
---|---|---|---|---|---|---|---|---|---|---|
03448D | 941 | 3.0 | Lecture | 5:30-8:00pm | Monday | 15 of 20 | Christopher O'Connell | LAW1 | PDF (163012 KB) | |
04159R | 968 | 3.0 | Lecture | 5:30-8:00pm | Monday | 31 of 42 | Christopher O'Connell | LAW1 | PDF (163012 KB) | |
04274R | 529 | 3.0 | Lecture | 5:30-8:00pm | Monday | 2 of 2 | Christopher O'Connell | LAW1 | PDF (163012 KB) |